Senators had questions Tuesday about the Consolidated Audit Trail's cybersecurity capabilities. Shelly Bohlin, president and chief operating officer of FINRA CAT — a subsidiary created by FINRA to ...
Two dialogues advanced “no-duplication” alignment: governance frameworks vs. cryptographically verifiable evidence for ...
NEW YORK--While legislators on the state and national level fall behind in creating laws governing the use of surveillance video, SecureWatch 24, a systems integrator (and more) based here, is already ...
This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author. Bad actors have become increasingly sophisticated and, in the event of a ...
The SEC recently adopted new recordkeeping requirements for broker-dealers and “SBS entities” (security-based swap dealers and major security based swap participants). Most notably, the SEC will no ...
User-Created Clip July 20, 2022 2021-05-08T15:05:38-04:00https://images.c-span.org/Files/bec/20210508150820001_hd.jpgAt a House Financial Services Committee hearing ...
The Securities and Exchange Commission beginning next year will require broker-dealers to report securities transactions to CAT NMS LLC, a Delaware-based limited-liability company jointly owned by ...
A security audit is an independent review and assessment of an organization’s security protocols, processes and systems. An outside party conducts the audit and typically includes a detailed review of ...
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