On May 3, 2023, the Securities and Exchange Commission (the SEC) adopted, on a 3-2 vote, 1 amendments to Form PF requiring certain current event reporting for Large Hedge Fund Advisers (as defined ...
On July 23, 2014, the Securities and Exchange Commission (“SEC”) adopted final rules governing money market funds in a release adopting amendment to Rule 2a-7 under the Investment Company Act of 1940 ...
For advisors and firms increasing their use of alternatives, that dynamic may place greater emphasis on internal due ...
The tax firm KPMG LLP formed an alliance with Axiom Software Laboratories Inc. to address new regulatory requirements facing investment advisers, such as Form PF. In January, the Securities and ...
Form PF is a challenge, but it will provide registered investment advisers with detailed—and marketable—portfolio insight, Thomson Reuters said in a white paper. Certainly, the annual and quarterly ...
The latest regulatory requirement for buyout shops appears not to be as onerous as the industry had feared, lawyers who work with private equity firms told sister publication Buyouts Thursday. Smaller ...
As the deadline fast approaches for Form PF to be filed with the Securities and Exchange Commission — August 29 for hedge funds with more than $5 billion in regulated assets — hedge fund managers ...
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